Broker Check
Alan Topolski

Alan Topolski

Manager of Compliance and Education, Prosperity Network of Advisors

Alan interacts daily with advisors and team members as it relates to compliance, supervision and educational topics and events and is also responsible for day-to-day OSJ supervision of new account approvals, trade review, office inspections. Alan holds Series 7, 9, 10, 4, 24, 63 & 66 securities registrations. Prior to joining Prosperity, Alan was with Fifth Third Securities in Cincinnati, where he was a General and Options Principal of the firm. Prior to that, Alan spent nine years at Fidelity investments in various roles, from customer service representative, to stock trader, to principal review.


Have A Question?

Thank you! Oops!

Recommended Content

The Facts About Income Tax

Millions faithfully file their 1040 forms each April. But some things about federal income taxes may surprise you.

An Overview of Renter’s Insurance

Don’t overlook the need for renter’s insurance if you rent your home.

Retiring in a Post-Pandemic World

Imagine your ideal post-pandemic retirement with this animated video.